-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AnnCK8SL0Lhmw2tKvWuGWJ4lQS75jg1WoR8ZByBjaXRRwxN36afWkJWfLTWSq7fS nrpYi4q9iaiTAeNWODvmKg== 0001012975-03-000019.txt : 20030211 0001012975-03-000019.hdr.sgml : 20030211 20030211124243 ACCESSION NUMBER: 0001012975-03-000019 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GAROFALO STEPHEN A CENTRAL INDEX KEY: 0001053791 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET STREET 2: SUITE 1502 CITY: NEW YORK STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 2: 110 EAST 42ND STREET SUITE 1502 CITY: NEW YORK STATE: NY ZIP: 10017 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: METROMEDIA FIBER NETWORK INC CENTRAL INDEX KEY: 0001043533 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 113168327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52465 FILM NUMBER: 03549379 BUSINESS ADDRESS: STREET 1: 360 HAMILTON AVE STREET 2: 1 NORTH LEXINGTON AVE CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 9144216700 MAIL ADDRESS: STREET 1: 360 HAMILTON AVE STREET 2: 1 NORTH LEXINGTON AVE CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL FIBER NETWORK INC DATE OF NAME CHANGE: 19970806 SC 13G/A 1 e101398.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Metromedia Fiber Network, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 591689104 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- November 15, 2002; December 9, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) - -------------------------------------------------------------------------------- Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 CUSIP No.878546209 Page 2 of 5 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS Stephen A. Garofalo I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ________________________________________________________________________________ 5. SOLE VOTING POWER 86,888,389 includes (i) (a) presently exercisable options to purchase 250,000 shares, 346,588 shares and 525,000 shares of Class A Common Stock at a purchase price of $0.40 per share, $0.12313 per share and $28.5625 per share, respectively, and (b) 9,435,743 shares of Class A Common Stock issuable upon conversion of a convertible note at $0.5299 per share and (ii) presently exercisable options to purchase 5,435,888 shares of Class A Common Stock at a purchase price of $0.12313 per share held by the Stephen A. Garofalo 1999 Annuity Trust No. 1 for which Mr. Garofalo acts as trustee and 301,524 shares of Class A Common Stock at a purchase price of $0.12313 per share held by the Stephen A. Garofalo 1999 Annuity Trust No. 2 for which Mr. Garofalo acts as trustee. _________________________________________________________________ 6. SHARED VOTING POWER -0- _________________________________________________________________ 7. SOLE DISPOSITIVE POWER 86,888,389 includes (i) (a) presently exercisable options to purchase 250,000 shares, 346,588 shares and 525,000 shares of Class A Common Stock at a purchase price of $0.40 per share, $0.12313 per share and $28.5625 per share, respectively, and (b) 9,435,743 shares of Class A Common Stock issuable upon conversion of a convertible note at NUMBER OF $0.5299 per share and (ii) presently exercisable options to purchase 5,435,888 shares of Class A Common Stock at a BENEFICIALLY purchase price of $0.12313 per share held by the Stephen A. Garofalo 1999 Annuity Trust No. 1 for which Mr. Garofalo OWNED BY acts as trustee and 301,524 shares of Class A Common Stock at a purchase price of $0.12313 per share held by the EACH Stephen A. Garofalo 1999 Annuity Trust No. 2 for which Mr. Garofalo acts as trustee. REPORTING _________________________________________________________________ 8. SHARED DISPOSITIVE POWER PERSON -0- WITH ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 86,888,389 includes (i) (a) presently exercisable options to purchase 250,000 shares, 346,588 shares and 525,000 shares of Class A Common Stock at a purchase price of $0.40 per share, $0.12313 per share and $28.5625 per share, respectively, and (b) 9,435,743 shares of Class A Common Stock issuable upon conversion of a convertible note at $0.5299 per share and (ii) presently exercisable options to purchase 5,435,888 shares of Class A Common Stock at a purchase price of $0.12313 per share held by the Stephen A. Garofalo 1999 Annuity Trust No. 1 for which Mr. Garofalo acts as trustee and 301,524 shares of Class A Common Stock at a purchase price of $0.12313 per share held by the Stephen A. Garofalo 1999 Annuity Trust No. 2 for which Mr. Garofalo acts as trustee. ________________________________________________________________________________ 2 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.4% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ 3 Item 4. Ownership. See responses to Items 5, 6, 7, 8, 9 and 11 of the Cover Page to this Amendment No. 4 to Schedule 13G. Mr. Garofalo beneficially owns 86,888,389 that includes (i) (a) presently exercisable options to purchase 250,000 shares, 346,588 shares and 525,000 shares of Class A Common Stock at a purchase price of $0.40 per share, $0.12313 per share and $28.5625 per share, respectively, and (b) 9,435,743 shares of Class A Common Stock issuable upon conversion of a convertible note at $0.5299 per share and (ii) presently exercisable options to purchase 5,435,888 shares of Class A Common Stock at a purchase price of $0.12313 per share held by the Stephen A. Garofalo 1999 Annuity Trust No. 1 for which Mr. Garofalo acts as trustee and 301,524 shares of Class A Common Stock at a purchase price of $0.12313 per share held by the Stephen A. Garofalo 1999 Annuity Trust No. 2 for which Mr. Garofalo acts as trustee. This represents approximately 10.4% of the outstanding shares of Class A Common Stock (based on 819,087,277 shares of such stock outstanding as of November 14, 2002). On November 15, 2002, Mr. Garofalo transferred 11,141,200 shares of Class A Common Stock to DECS Trust VI. On December 9, 2002, Mr. Garofalo sold 1,000,000 shares of Class A Common Stock. On December 9, 2002, The Garofalo Foundation, Inc. disposed of 813,378 shares of Class A Common Stock. 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Stephen A. Garofalo ---------------------------------------- Stephen A. Garofalo Date: February 11, 2003 -----END PRIVACY-ENHANCED MESSAGE-----